Waste duty of care audit checklist. A printable audit checklist for your own duty of care — registrations current, notes complete, descriptions accurate, sites permitted and records where you can find them.
This is the paper version. WasteOptix does the same job on a phone, with the record filed against the round and the vehicle automatically.

What is on the sheet
- Your own registrations and permits, and the date each falls due
- Transfer and consignment notes: present, complete, signed and filed where they can be produced
- Waste descriptions sampled against what is actually in the containers
- Carriers, brokers and subcontractors used, each checked against the register
- Receiving sites and what their permits actually allow them to take
- Findings with an owner and a date, and a count of what is open and overdue
Why this record matters
A duty of care audit asks a different question from a compliance calendar. The calendar asks whether anything has expired; the audit asks whether what you are actually doing matches what the paperwork says — and those come apart quietly, usually at a description that was accurate when the contract started.
Sampling descriptions against containers is the part that cannot be done from a desk and is the part that finds things. A description written three years ago for an office block that now has a workshop in it is the commonest failure in the trade and it is invisible in the filing.
Subcontractors and receiving sites are audited as part of your own duty, not theirs. The duty of care follows the waste, and an audit that checks only your own notes has audited one link in a chain you are responsible for.
Open and overdue findings are counted rather than described. A number is comparable with the last audit, it cannot be written around, and it is the first question anybody senior asks.
Use it with
- Waste carrier licence check formA printable form for checking that whoever is taking your waste is actually registered to — who they are, what tier they hold, when it expires and the evidence you kept.
- Waste transfer note templateA printable waste transfer note covering the parties, the waste, where it came from, where it is going and the declarations both sides have to make.
- Waste customer onboarding checklistA printable checklist for taking on a new waste customer — what they produce, how it is described, what containers they need and what has to be in place before the first collection.
- Waste incident report formA printable incident report for spills, escapes, fly-tipping found, fires and anything else that has to be recorded and sometimes reported.
Read more on this
© 2026 WasteOptix. Free to print, copy and use in your business. Not for resale. Please keep this notice.
Contains public sector information licensed under the Open Government Licence v3.0. Written for England and Wales. General guidance, not legal advice. Checked October 2026.